The Financial Services and Markets Act 2000 (Recognition Requirements for Investment Exchanges and Clearing Houses) (Amendment) Regulations 2006
2000年金融服务和市场法(投资交易所和清算所的确认要求)(修订)条例2006
Introductory Text1.Citation and commencement2.Amendment of the Recognition Requirements for Investment Exchanges and Clearing Houses Regulations3.In regulation 3(1), at the appropriate place, insert— “branch” in.4.In paragraph 1(2) of the Schedule for “may” substitute “must”.5.In paragraph 2 of the Schedule, after sub-paragraph (2), insert—.6.In paragraph 3(2) of the Schedule— (a) in paragraph (b).7.In paragraph 4(2) of the Schedule— (a) in paragraph (a),.8.After paragraph 4 of the Schedule insert— Provision of pre-trade.9.After paragraph 7 of the Schedule insert— Admission of financial.10.In paragraph 8 of the Schedule for sub-paragraph (1) substitute—.11.After paragraph 9 of the Schedule insert— Operation of a.12.In paragraph 10(3) of the Schedule omit “by a recognised.13.After paragraph 21 of the Schedule insert— Access to central.SignatureExplanatory Note