首页 馆藏资源 舆情信息 标准服务 科研活动 关于我们
现行 32017R1943
到馆提醒
收藏跟踪
购买正版
Commission Delegated Regulation (EU) 2017/1943 of 14 July 2016 supplementing Directive 2014/65/EU of the European Parliament and of the Council with regard to regulatory technical standards on information and requirements for the authorisation of investment firms (Text with EEA relevance. ) 2016年7月14日委员会授权条例(EU)2017/1943补充了欧洲议会和理事会关于信息监管技术标准和投资公司授权要求的指令2014/65/EU(与EEA相关的文本)
发布日期: 2016-07-14
2016年7月14日委员会授权条例(EU)2017/1943补充了欧洲议会和理事会关于信息监管技术标准和投资公司授权要求的指令2014/65/EU(与EEA相关的文本)
Commission Delegated Regulation (EU) 2017/1943 of 14 July 2016 supplementing Directive 2014/65/EU of the European Parliament and of the Council with regard to regulatory technical standards on information and requirements for the authorisation of investment firms (Text with EEA relevance. )
分类信息
关联关系
研制信息
相似标准/计划/法规
现行
EU 589-2017
Commission Delegated Regulation (EU) 2017/589 of 19 July 2016 supplementing Directive 2014/65/EU of the European Parliament and of the Council with regard to regulatory technical standards specifying the organisational requirements of investment firms engaged in algorithmic trading (Text with EEA relevance. )
2016年7月19日委员会授权条例(EU)2017/589补充了欧洲议会和理事会关于监管技术标准的指令2014/65/EU 规定了从事算法交易的投资公司的组织要求(与EEA相关的文本)
2016-07-19
现行
EU 584-2017
Commission Delegated Regulation (EU) 2017/584 of 14 July 2016 supplementing Directive 2014/65/EU of the European Parliament and of the Council with regard to regulatory technical standards specifying organisational requirements of trading venues (Text with EEA relevance. )
2016年7月14日委员会授权条例(EU)2017/584补充了欧洲议会和理事会关于规定交易场所组织要求的监管技术标准的指令2014/65/EU(与EEA相关的文本)
2016-07-14
现行
EU 576-2017
Commission Delegated Regulation (EU) 2017/576 of 8 June 2016 supplementing Directive 2014/65/EU of the European Parliament and of the Council with regard to regulatory technical standards for the annual publication by investment firms of information on the identity of execution venues and on the quality of execution (Text with EEA relevance. )
2016年6月8日委员会授权条例(EU)2017/576补充了欧洲议会和理事会指令2014/65/EU 涉及投资公司年度发布执行场所标识和执行质量信息的监管技术标准(与EEA相关的文本)
2016-06-08
现行
EU 574-2017
Commission Delegated Regulation (EU) 2017/574 of 7 June 2016 supplementing Directive 2014/65/EU of the European Parliament and of the Council with regard to regulatory technical standards for the level of accuracy of business clocks (Text with EEA relevance. )
2016年6月7日委员会授权条例(EU)2017/574补充了欧洲议会和理事会关于商业时钟精度水平监管技术标准的指令2014/65/EU(与EEA相关的文本)
2016-06-07
现行
EU 1018-2017
Commission Delegated Regulation (EU) 2017/1018 of 29 June 2016 supplementing Directive 2014/65/EU of the European Parliament and of the Council on markets in financial instruments with regard to regulatory technical standards specifying information to be notified by investment firms, market operators and credit institutions (Text with EEA relevance. )
2016年6月29日委员会授权条例(EU)2017/1018 补充了欧洲议会和欧洲金融工具市场理事会关于监管技术标准的指令2014/65/EU 规定了投资公司、市场运营商和信贷机构应通知的信息(与欧洲经济区相关的文本)
2016-06-29
现行
EU 565-2017
Commission Delegated Regulation (EU) 2017/565 of 25 April 2016 supplementing Directive 2014/65/EU of the European Parliament and of the Council as regards organisational requirements and operating conditions for investment firms and defined terms for the purposes of that Directive (Text with EEA relevance. )
2016年4月25日委员会授权条例(EU)2017/565补充了欧洲议会和理事会关于投资公司的组织要求和运营条件的指令2014/65/EU 以及该指令中定义的条款(与EEA相关的文本)
2016-04-25
现行
EU 569-2017
Commission Delegated Regulation (EU) 2017/569 of 24 May 2016 supplementing Directive 2014/65/EU of the European Parliament and of the Council with regard to regulatory technical standards for the suspension and removal of financial instruments from trading (Text with EEA relevance. )
2016年5月24日委员会授权条例(EU)2017/569补充了欧洲议会和理事会关于暂停和取消金融工具交易的监管技术标准的指令2014/65/EU(与EEA相关的文本)
2016-05-24
现行
EU 568-2017
Commission Delegated Regulation (EU) 2017/568 of 24 May 2016 supplementing Directive 2014/65/EU of the European Parliament and of the Council with regard to regulatory technical standards for the admission of financial instruments to trading on regulated markets (Text with EEA relevance. )
2016年5月24日委员会授权条例(EU)2017/568补充了欧洲议会和理事会关于允许金融工具在受监管市场交易的监管技术标准的指令2014/65/EU(与EEA相关的文本)
2016-05-24
现行
EU 591-2017
Commission Delegated Regulation (EU) 2017/591 of 1 December 2016 supplementing Directive 2014/65/EU of the European Parliament and of the Council with regard to regulatory technical standards for the application of position limits to commodity derivatives (Text with EEA relevance. )
2016年12月1日委员会授权条例(EU)2017/591补充了欧洲议会和理事会关于商品衍生品持仓限额应用监管技术标准的指令2014/65/EU(与EEA相关的文本)
2016-12-01
现行
EU 571-2017
Commission Delegated Regulation (EU) 2017/571 of 2 June 2016 supplementing Directive 2014/65/EU of the European Parliament and of the Council with regard to regulatory technical standards on the authorisation, organisational requirements and the publication of transactions for data reporting services providers (Text with EEA relevance. )
2016年6月2日委员会授权条例(EU)2017/571补充了欧洲议会和理事会关于数据报告服务提供商交易授权、组织要求和发布的监管技术标准的指令2014/65/EU(与EEA相关的文本)
2016-06-02
现行
EU 588-2017
Commission Delegated Regulation (EU) 2017/588 of 14 July 2016 supplementing Directive 2014/65/EU of the European Parliament and of the Council with regard to regulatory technical standards on the tick size regime for shares, depositary receipts and exchange-traded funds (Text with EEA relevance. )
2016年7月14日委员会授权条例(EU)2017/588补充了欧洲议会和理事会关于股票、存托凭证和交易所交易基金的刻度盘制度的监管技术标准的指令2014/65/EU(与EEA相关的文本)
2016-07-14
现行
EU 590-2017
Commission Delegated Regulation (EU) 2017/590 of 28 July 2016 supplementing Regulation (EU) No 600/2014 of the European Parliament and of the Council with regard to regulatory technical standards for the reporting of transactions to competent authorities (Text with EEA relevance. )
2016年7月28日委员会授权条例(EU)2017/590补充了欧洲议会和理事会关于向主管当局报告交易的监管技术标准的第600/2014号条例(EU)(与EEA相关的文本)
2016-07-28
现行
EU 578-2017
Commission Delegated Regulation (EU) 2017/578 of 13 June 2016 supplementing Directive 2014/65/EU of the European Parliament and of the Council on markets in financial instruments with regard to regulatory technical standards specifying the requirements on market making agreements and schemes (Text with EEA relevance. )
2016年6月13日委员会授权条例(EU)2017/578 补充了欧洲议会和欧洲金融工具市场理事会关于监管技术标准的指令2014/65/EU 规定了做市协议和方案的要求(与欧洲经济区相关的文本)
2016-06-13
现行
EU 1946-2017
Commission Delegated Regulation (EU) 2017/1946 of 11 July 2017 supplementing Directives 2004/39/EC and 2014/65/EU of the European Parliament and of the Council with regard to regulatory technical standards for an exhaustive list of information to be included by proposed acquirers in the notification of a proposed acquisition of a qualifying holding in an investment firm (Text with EEA relevance. )
欧盟委员会2017年7月11日第2017/1946号授权法规(EU)补充了欧洲议会和理事会关于监管技术标准的指令2004/39/EC和2014/65/EU 以获得拟议收购人在拟议收购投资公司合格控股通知中包含的详尽信息清单(与欧洲经济区相关的文本 )
2017-07-11
现行
EU 586-2017
Commission Delegated Regulation (EU) 2017/586 of 14 July 2016 supplementing Directive 2014/65/EU of the European Parliament and of the Council with regard to regulatory technical standards for the exchange of information between competent authorities when cooperating in supervisory activities, on-the-spot verifications and investigations (Text with EEA relevance. )
欧盟委员会2016年7月14日第2017/586号授权法规(EU)补充了欧洲议会和理事会第2014/65/EU号指令 涉及主管部门在合作进行监督活动、现场核查和调查时交换信息的监管技术标准(与EEA相关的文本)
2016-07-14
现行
EU 583-2017
Commission Delegated Regulation (EU) 2017/583 of 14 July 2016 supplementing Regulation (EU) No 600/2014 of the European Parliament and of the Council on markets in financial instruments with regard to regulatory technical standards on transparency requirements for trading venues and investment firms in respect of bonds, structured finance products, emission allowances and derivatives (Text with EEA relevance. )
2016年7月14日委员会授权条例(EU)2017/583补充了欧洲议会和金融工具市场理事会第600/2014号条例(EU) 涉及交易场所和投资公司在债券、结构性金融产品方面透明度要求的监管技术标准 排放限额和衍生工具(与欧洲经济区相关的文本 )
2016-07-14
现行
EU 345-2018
Commission Delegated Regulation (EU) 2018/345 of 14 November 2017 supplementing Directive 2014/59/EU of the European Parliament and of the Council with regard to regulatory technical standards specifying the criteria relating to the methodology for assessing the value of assets and liabilities of institutions or entities (Text with EEA relevance. )
2017年11月14日委员会授权条例(EU)2018/345补充了欧洲议会和理事会关于监管技术标准的指令2014/59/EU 规定了与评估机构或实体资产和负债价值的方法相关的标准(与EEA相关的文本)
2017-11-14
现行
EU 1450-2016
Commission Delegated Regulation (EU) 2016/1450 of 23 May 2016 supplementing Directive 2014/59/EU of the European Parliament and of the Council with regard to regulatory technical standards specifying the criteria relating to the methodology for setting the minimum requirement for own funds and eligible liabilities (Text with EEA relevance)
2016年5月23日委员会授权条例(EU)2016/1450补充了欧洲议会和理事会关于监管技术标准的指令2014/59/EU 规定了与自有资金和合格负债最低要求设定方法相关的标准(与欧洲经济区相关的文本)
2016-05-23
现行
EU 587-2017
Commission Delegated Regulation (EU) 2017/587 of 14 July 2016 supplementing Regulation (EU) No 600/2014 of the European Parliament and of the Council on markets in financial instruments with regard to regulatory technical standards on transparency requirements for trading venues and investment firms in respect of shares, depositary receipts, exchange-traded funds, certificates and other similar financial instruments and on transaction execution o
2016年7月14日委员会授权条例(EU)2017/587补充了欧洲议会和金融工具市场理事会第600/2014号条例(EU) 涉及交易场所和投资公司在股票、存托凭证、交易所买卖基金方面的透明度要求的监管技术标准 证书和其他类似金融工具以及交易执行
2016-07-14
现行
EU 183-2014
Commission Delegated Regulation (EU) No 183/2014 of 20 December 2013 supplementing Regulation (EU) No 575/2013 of the European Parliament and of the Council on prudential requirements for credit institutions and investment firms, with regard to regulatory technical standards for specifying the calculation of specific and general credit risk adjustments Text with EEA relevance
2013年12月20日第183/2014号委员会授权条例(EU)补充了欧洲议会和理事会关于信贷机构和投资公司审慎要求的第575/2013号条例(EU) 涉及规定与欧洲经济区相关的特定和一般信贷风险调整文本计算的监管技术标准
2013-12-20