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Standard Practice for Compliance Audits to ASTM Standards on Light Sport Aircraft 轻型运动飞机ASTM标准的合规性审核标准实践
发布日期: 2016-10-01
1.1 本标准惯例规定了审核程序、方法和系统的最低要求,所有相关方的责任,以及根据ASTM标准对轻型运动型飞机进行审核的实体的资格。 1.2 本标准规定了对有利于LSA行业及其消费者的合规性客观证据进行一致和结构化检查的要求。本标准旨在为组织制定审计计划和程序提供必要的最低要求。 1.3 本标准并非旨在解决与其使用相关的所有安全问题(如有)。本标准的用户有责任在使用前制定适当的安全和健康实践,并确定监管限制的适用性。 ====意义和用途====== 3.1 本标准惯例的目的是提供合规审计的最低要求。 3.2 标准的预期用途是为内部或外部实体制定审计计划提供依据。审计计划定义了针对特定目标执行审计的具体要求。审计计划的一个例子是LSA制造商质量保证体系的外部(第三方)审计。 3.3 遵守本标准将确保审计计划以及制定和执行这些计划的人遵循一套共识的最低要求。 3.4 本标准不要求内部或外部审计。 3.5 审计实体不能请求或批准审计。 3.6 其他审计标准- 如果审计计划中有规定,其他审计标准可能包括在审计范围内。示例包括安全、技术、操作和管理要求。 不在可审计标准范围内的项目可作为意见提交,以供可能的解决。然而,这些不具有约束力,也不是强制性的。 3.7 其他服务- 其他服务不在审计目标范围内。此类服务的示例包括解决负面或公开调查结果的咨询,或审计实体为被审计实体开展审计以外活动的任何其他服务。 3.8 合规性保证- 审计仅是设施和/或组织在审查期间合规健康状况的一个指标,因此合规保证有限,不被认为是详尽的。 3.9 审查级别是可变的- 审计范围可能会有所不同,以满足不同的审计目标。例如,审计范围可能仅包括选定的审计标准、选定的审查期或设施或组织的选定部分。
1.1 This standard practice establishes the minimum set of requirements for auditing programs, methods, and systems, the responsibilities for all parties involved, and qualifications for entities conducting audits against ASTM standards on Light Sport Aircraft. 1.2 This standard provides requirements to enable consistent and structured examination of objective evidence for compliance that is beneficial for the LSA industry and its consumers. It is the intent of this standard to provide the necessary minimum requirements for organizations to develop audit programs and procedures. 1.3 This standard does not purport to address all of the safety concerns, if any, associated with its use. It is the responsibility of the user of this standard to establish appropriate safety and health practices and determine the applicability of regulatory limitations prior to use. ====== Significance And Use ====== 3.1 The purpose of this standard practice is to provide the minimum requirements for the conduct of compliance audits. 3.2 The intended use of standard is to provide a basis for an internal or external entity to develop an audit program. An audit program defines specific requirements for the execution of audits for a particular objective. An example of an audit program would be an external (third party) audit of LSA manufacturer’s quality assurance system. 3.3 Compliance to this standard would insure that audit programs and those who develop and execute them are following a consensus set of minimum requirements. 3.4 This standard does not mandate either internal or external audits. 3.5 An auditing entity cannot request or approve an audit. 3.6 Other Audit Criteria— Other audit criteria may be included in the audit scope if specified in the audit plan. Examples include safety, technical, operational, and management requirements. Items that are outside the scope of auditable criteria may be submitted as observations for possible resolution. However these are not binding and are not mandatory. 3.7 Additional Services— Additional services are outside the scope of an audit objective. Examples of such services are consultation to resolve negative or open findings or any other service where the auditing entity conducts an activity other than an audit for the audited entity. 3.8 Compliance Assurance— An audit is only an indicator of the compliance health of the facility and/or organization during only the period under review and therefore has limited compliance assurance and is not assumed to be exhaustive. 3.9 Level of Review is Variable— The audit scope may vary to meet different audit objectives. For example, the audit scope may include only selected audit criteria, selected period under review, or selected portions of a facility or organization.
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归口单位: F37.70
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