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The Financial Services and Markets Act 2000 (PRA-regulated Activities) Order 2013 《2000年金融服务和市场法》(审慎监管局监管活动)2013令
介绍性文本1.引文,启动和解释2.受监管活动,即审慎监管局监管的活动3.以委托人身份进行投资:由审慎监管局指定4.以委托人身份进行投资:行使指定权5.以委托人身份进行投资:审查指定6.以委托人身份进行投资:撤回指定7.以委托人身份进行投资:终止指定8.以委托人身份进行投资:保单声明9.保单声明:程序10.被授权人成为审慎监管局授权人的过渡条款11.被授权人不再是审慎监管局授权人的过渡条款签名注意
Introductory Text1.Citation, commencement and interpretation2.Regulated activities which are PRA-regulated activities3.Dealing in investments as principal: designation by the PRA4.Dealing in investments as principal: exercise of power to designate5.Dealing in investments as principal: review of designations6.Dealing in investments as principal: withdrawal of designation7.Dealing in investment as principal: cessation of designation8.Dealing in investments as principal: statement of policy9.Statement of policy: procedure10.Transitional provisions where an authorised person becomes a PRA-authorised person11.Transitional provisions where a person ceases to be a PRA-authorised personSignatureExplanatory Note
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