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现行 2001 No. 3544
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The Financial Services and Markets Act 2000 (Regulated Activities) (Amendment) Order 2001 《2000年金融服务和市场法(管制活动)(修正案)2001令》
介绍性文本1.引文和开始2.2000年金融服务和市场法修正案(受监管活动)命令20013.接受存款:授权交易的人收到的款项等4.作为委托人交易:由公司发行自己的股份等5.安排投资交易:安排与之相关的交易保险政策担保贷款6.投资管理:律师7.发出非物质化指令8.受监管的抵押合同9.在专业或非投资业务过程中进行的活动10.与商品销售或服务供应有关的活动签名说明
Introductory Text1.Citation and commencement2.Amendment of the Financial Services and Markets Act 2000 (Regulated Activities) Order 20013.Accepting deposits: sums received by persons authorised to dealetc.4.Dealing as principal: issue by a company of its own shares etc.5.Arranging deals in investments: arranging transactions in connection with lending on the security of insurance policies6.Managing investments: attorneys7.Causing dematerialised instructions to be sent8.Regulated mortgage contracts9.Activities carried on in the course of a profession or non-investment business10.Activities carried on in connection with the sale of goods or supply of servicesSignatureExplanatory Note
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